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POLANSKY v. PAINEWEBBER INC.

No. 90 C 6618.

762 F.Supp. 768 (1991)

I. Peter POLANSKY, custodian for Meg and Jane Polansky, Plaintiff, v. PAINEWEBBER INCORPORATED, a corporation, and Ronald Levi, Defendants.

United States District Court, N.D. Illinois, E.D.

March 14, 1991.

Attorney(s) appearing for the Case

Gerald G. Saltarelli, Bruce William Melton, Butler, Rubin, Newcomer, Saltarelli, Boyd & Krasnow, Chicago, Ill., for plaintiffs.

Michael B. Roche and L. Andrew Brehm, SR & Z, Chicago, Ill., for defendants.

MEMORANDUM OPINION

BRIAN BARNETT DUFF, District Judge.

Plaintiff Peter Polansky filed this three count complaint against PaineWebber Inc. ("PaineWebber") and one of its employees, Ronald Levi, alleging violations of the Securities and Exchange Commission Rule 10b-5 ("Rule 10b-5"), 17 C.F.R. § 240.10b-5, common law fraud and breach of fiduciary duty.1 The complaint was filed on November 13, 1990 and alleged that the defendants...

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