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PYLE v. SECURITIES U.S.A., INC.

Civ. A. No. 90-B-1674.

758 F.Supp. 638 (1991)

In the Matter of the Arbitration Between William H. PYLE, Petitioner, v. SECURITIES U.S.A., INC., David Williams, Joel Brody, Scott Carothers, Deborah Hootman, and E.B. Williamson & Co., Inc., Respondents, National Association of Securities Dealers, Inc., Arbitration Case No. 89-01641.

United States District Court, D. Colorado.

March 8, 1991.

Attorney(s) appearing for the Case

William R. Fishman, Denver, Colo., for petitioner.

James Halpin, Chesteen & Halpin, Littleton, Colo., for Brody & Hootman.

J. Patrick Madigan III, Aurora, Colo., for Williams.

MEMORANDUM OPINION AND ORDER

BABCOCK, District Judge.

Petitioner William H. Pyle (Pyle) seeks to confirm an arbitration award made in his favor against respondents Securities U.S.A., Inc., David Williams (Williams), Joel Brody (Brody), and E.B. Williamson & Co., Inc. Only Williams and Brody seek to vacate the award. Respondents Deborah Hootman and Scott Carothers were dismissed from the arbitration proceeding and no damages were assessed against them...

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