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S.E.C. v. AMSTER & CO.

No. 88 Civ. 8587 (CSH).

762 F.Supp. 604 (1991)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AMSTER & CO., formerly known as Lafer Amster & Co., Arnold Marvin Amster, Barry Stuart Lafer, and Joel Richard Packer, Defendant.

United States District Court, S.D. New York.

As Amended May 21, 1991.

Attorney(s) appearing for the Case

Lawrence Iason, Regional Admin'r (Carmen J. Lawrence, Robert B. Blackburn, Christopher S. Petito, James J. Tyne, Henry Klehm III, of counsel), New York City, for S.E.C.

Shea & Gould (Milton S. Gould, Frank C. Razzano, Peter C. Neger, Ira Daniel Tokayer, of counsel), New York City, for Arnold M. Amster and Amster & Co.

Buchwald & Kaufman (Don D. Buchwald, James M. Kenelly, of counsel), New York City, for Joel Richard Packer.

Hellring Lindeman Goldstein Siegal Stern & Greenberg (Herbert J. Stern, of counsel), Newark, N.J., for Barry Stuart Lafer.

MEMORANDUM OPINION AND ORDER

HAIGHT, District Judge:

In this civil action plaintiff Securities and Exchange Commission ("SEC") sues all defendants for alleged violations of section 13(d) of the Securities Exchange Act of 1934, 15 U.S.C. § 78m(d), and accompanying regulations; and all defendants but one for alleged violation of section 10(b) of the Act, 15 U.S.C. § 78j(b), and its regulations. Defendants move under Rule 12(b)(6), Fed. R.Civ.P.,...

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