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SECURITIES & EXCHANGE COM. v. AMERICAN BD. OF TRADE, INC.

No. 83 Civ. 6213 (SWK).

750 F.Supp. 100 (1990)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. The AMERICAN BOARD OF TRADE, INC., Arthur N. Economou, Phyllis H. Economou and The American Board of Trade Service Corp., Defendants.

United States District Court, S.D. New York.

July 26, 1990.

Attorney(s) appearing for the Case

Nathan M. Fuchs, New York City, for plaintiff Securities and Exchange Com'n.

Arthur N. Economou, New York City, defendant pro se.

MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

This case now comes before the Court on plaintiff Securities and Exchange Commission's ("SEC" or "Commission") motion for partial summary judgment pursuant to Fed.R.Civ.P. 56 as to alleged violations of sections 5(a) and 5(c) of the Securities Act of 1933 ("the Registration Provisions"), 15 U.S.C. §§ 77e(a) and 77e(c) by the individual defendants, Arthur N. Economou and Phyllis H. Economou ("A...

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