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ROCCO v. PAINEWEBBER, INC.

Civ. No. N-88-509 (AHN).

739 F.Supp. 83 (1990)

Nicola ROCCO and Ida Rocco v. PAINEWEBBER, INC.

United States District Court, D. Connecticut.

April 12, 1990.

Attorney(s) appearing for the Case

Benson A. Snaider, New Haven, Conn., for plaintiff.

Ralph G. Elliot, Kevin McCann, Tyler, Cooper and Alcorn, Hartford, Conn., for defendant.

RULING ON MOTION TO DISMISS

NEVAS, District Judge.

The facts of this case were set out in this court's ruling on a prior motion to dismiss, Rocco v. PaineWebber, Inc., No. 88-509, slip op. (D.Conn. May 12, 1989)(Nevas, J.), and will be reiterated here only when necessary. In that ruling, this court dismissed the counts of fraud under sections 10(b) and 20 of the Securities Exchange Act of 1934 (15 U.S.C. Sections 78j(b) & 78t (1988)) and Rule...

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