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PAULSON v. DEAN WITTER REYNOLDS, INC.

No. 89-35213.

905 F.2d 1251 (1990)

Richard V. PAULSON; Glorialee Paulson, individually and as trustees of Richard V. Paulson Family Trust and Glorialee Paulson Family Trust, Plaintiffs-Appellees, v. DEAN WITTER REYNOLDS, INC., a Delaware corporation; American Insurance Company, a California corporation; Richard Allen; Robert H. Kehrli, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Decided June 6, 1990.

Attorney(s) appearing for the Case

Mildred J. Carmack, Thomas V. Dulchich, Schwabe, Williamson & Wyatt, Portland, Or., for defendants-appellants.

David J. Sweeney, Brownstein, Rask, Sweeney, Kerr, Grim & Desylvia, Portland, Or., for plaintiffs-appellees.

Before BROWNING, ALARCON and KOZINSKI, Circuit Judges.

ALARCON, Circuit Judge:

Dean Witter Reynolds, Inc., American Insurance Company, Richard Allen, and Robert H. Kehrli (Dean Witter) appeal from the district court's denial of their motion to compel arbitration of the Richard V. Paulson Family Trust's and the Glorialee Paulson Family Trust's claims for violation of the federal securities laws.

PERTINENT FACTS

In the summer of 1985, Richard V. Paulson and Glorialee Paulson (the Paulsons) sought investment...

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