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McLAUGHLIN, PIVEN, VOGEL v. NAT. ASS'N OF SEC.

No. 89 Civ. 3343 (MBM).

733 F.Supp. 694 (1990)

McLAUGHLIN, PIVEN, VOGEL, INC., Plaintiff, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Defendant.

United States District Court, S.D. New York.

March 21, 1990.

Attorney(s) appearing for the Case

Joseph D'Elia, Huntington, N.Y., for plaintiff.

John J. Flood, Asst. Gen. Counsel, NASD, Inc., Washington, D.C., for defendant.

OPINION AND ORDER

MUKASEY, District Judge.

Plaintiff McLaughlin, Piven, Vogel, Inc. ("MPV"), a Delaware corporation which engages in over-the-counter securities transactions, sues for equitable relief against defendant National Association of Securities Dealers, Inc. ("NASD"), a nonprofit organization created by the Securities and Exchange Commission to supervise the over-the-counter securities market. NASD is a self-regulating body incorporated in Delaware...

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