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COX v. EICHLER

No. C-90-1589 MHP.

765 F.Supp. 601 (1990)

Stephen T. COX and Peter N. Molligan in their capacity as trustees of the Hoberg, Finger, Brown, Cox & Molligan, a Professional Corporation Money Purchase Pension Plan and the Hoberg, Finger, Brown, Cox & Molligan, a Professional Corporation Profit Sharing Plan, Plaintiffs, v. Bateman EICHLER, Hill Richards Incorporated, a Delaware corporation, and Robert W. Rowell, Defendants.

United States District Court, N.D. California.

October 25, 1990.

Attorney(s) appearing for the Case

Kirke M. Hasson, Shawn Hanson, Kim Zeldin, Pillsbury Madison & Sutro, San Francisco, Cal., for plaintiffs.

James Burns, Kevin P. Muck, Brobeck Phleger & Harrison, San Francisco, Cal., for defendants.

MEMORANDUM AND ORDER

PATEL, District Judge.

Plaintiffs, trustees of an employee pension and profit sharing plan, bring this action against a brokerage firm and one of its account executives alleging breach of fiduciary duty under the Employee Retirement Income Security Act of 1974 ("ERISA"), 29 U.S.C. § 1001 et seq.; violations of federal and state securities laws; breach of contract; violations of state corporations law; and common law negligence,...

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