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TROTT v. PACIOLLA

Civ. A. No. 90-0815.

748 F.Supp. 305 (1990)

Carolyn G. TROTT and Elmer J. Trott v. Dominick PACIOLLA, Prudential-Bache Securities, Inc., Merrill Lynch, Inc.

United States District Court, E.D. Pennsylvania.

October 16, 1990.

Attorney(s) appearing for the Case

Shanin Specter, Philadelphia, Pa., for plaintiffs.

Ann D. White, Philadelphia, Pa., for defendants Paciolla and Prudential-Bache.

Stephen C. Baker, Wayne, Pa., for defendant Merrill Lynch.

OPINION AND ORDER

VAN ANTWERPEN, District Judge.

Plaintiff customers Elmer J. and Carolyn G. Trott have filed suit against their broker, defendant Dominick Paciolla, and his two successive employers, Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill Lynch") and Prudential-Bache Securities, Inc. ("Prudential") alleging statutory violations of the Securities Exchange Act of 1934, § 10(b), 15 U.S.C.A. § 78j(b) (West 1981), the Racketeer Influenced...

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