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GORLIN v. BOND RICHMAN & CO.

No. 84 Civ. 2598 (JES).

706 F.Supp. 236 (1989)

Albert GORLIN and Selma Gorlin, Plaintiffs, v. BOND RICHMAN & COMPANY, Abraham Bramnik and John Patten, Defendants.

United States District Court, S.D. New York.

February 7, 1989.

Attorney(s) appearing for the Case

Stanley A. Teitler, P.C., New York City, for plaintiffs; Stanley A. Teitler, Amy Adelson, Richard H. Levenson, of counsel.

Arvey, Hodes, Costello & Burman, Chicago, Ill., Shanley & Fisher, P.C., New York City, for defendants; Robert Bramnik, Matthew Farley, of counsel.

OPINION AND ORDER

SPRIZZO, District Judge:

Plaintiffs Albert and Selma Gorlin bring this action pursuant to 15 U.S.C. § 80b-6 (1982) (the Investment Advisers Act of 1940 ("IAA")); 15 U.S.C. § 78j (1982) and 17 C.F.R. § 240.10b-5 (1987) (section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 ("section 10(b)")); and 18 U.S.C. § 1964(c) (1982) (Civil RICO ("RICO")). Plaintiffs also allege state law claims of fraud, negligence...

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