1. Home
  2. Browse Decisions
  3. F.Supp.
  4. 714 F.Supp.
  5. 714 F.Supp. 100 (1989)
 

S.E.C. v. MARCUS SCHLOSS & CO., INC.

No. 88 Civ. 0755 (MP).

714 F.Supp. 100 (1989)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. MARCUS SCHLOSS & CO., INC., Defendant.

United States District Court, S.D. New York.

June 6, 1989.

Attorney(s) appearing for the Case

S.E.C., New York Regional Office, New York City by Lawrence Iason, Reg. Adm., Carmen J. Lawrence, Jeffrey R. Zuckerman, Elliott Dobin, for plaintiff.

Otterbourg, Steindler, Houston & Rosen, P.C., New York City by Bernard Beitel, of counsel, King & Spalding, Atlanta, Ga. by L. Joseph Loveland, for defendant.

MILTON POLLACK, Senior District Judge.

The Securities and Exchange Commission (SEC) filed this action against Marcus Schloss & Co., Inc. (Marcus Schloss) under the Insider Trading Sanctions Act of 1984 (ITA), 15 U.S.C. § 78u(a)(2). Pursuant to the final judgment, Marcus Schloss, without admitting the complaint's allegations, disgorged profits from certain securities transactions and deposited those monies with the Court's registry.

AM Acquisition...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases