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RICCIARDELLO v. J.W. GANT & CO.

Civ. No. H-88-338 (PCD).

717 F.Supp. 56 (1989)

Robert RICCIARDELLO v. J.W. GANT & COMPANY, et al.

United States District Court, D. Connecticut.

July 7, 1989.

Attorney(s) appearing for the Case

Peter Luria, West Hartford, Conn., for plaintiff.

Patricia M. Gaug, Pullman, Comley, Bradley & Reeve, Bridgeport, Conn., Andrew Roraback, Linda Randell, Wiggin & Dana, New Haven, Conn., John S. Rosania, Robert G. Gilligan, Clark, Mayo, Gilligan & Zito, Wethersfield, Conn., for defendant.

Kenneth F. Berg, David A. Genelly, Fishman & Merrick, P.C., Chicago, Ill., pro hac vice.

RULING ON MOTIONS TO DISMISS OR FOR SUMMARY JUDGMENT

DORSEY, District Judge.

Plaintiff, Robert Ricciardello, brings this action alleging violations of federal and state securities laws in the sale to him of the securities of three corporations: API Enterprises, Inc.; Mirtone International; and VTL Ventures Corporation. Defendants include Fred Ricciardello, an individual broker, and three brokerage firms— Michelin & Co.; J.W. Gant & Co.; and...

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