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HARRISON v. DEAN WITTER REYNOLDS, INC.

No. 86 C 8003.

715 F.Supp. 1425 (1989)

Hudson T. HARRISON and Harrison Construction, Inc., a corporation, v. DEAN WITTER REYNOLDS, INC., a corporation, John M. Carpenter, and John G. Kenning, Defendants.

United States District Court, N.D. Illinois, E.D.

June 28, 1989.

Attorney(s) appearing for the Case

Thomas P. Ward, Eugene H. Ruark, Chicago, Ill., for plaintiffs.

Paul B. Uhlenhop, Jeffrey H. Fradkin, Christopher Stuart, Charles J. Risch, Lawrence, Kamin, Saunders & Uhlenhop, Chicago, Ill., for defendants.

MEMORANDUM OPINION

BRIAN BARNETT DUFF, District Judge.

Plaintiffs Hudson T. Harrison and Hudson T. Harrison, Inc. have sued Dean Witter Reynolds, Inc. ("Dean Witter") and two of its broker-dealers, John M. Carpenter and John G. Kenning, under § 10(b) of the Securities Exchange Act of 1934 ("the Securities Exchange Act"), 15 U.S.C. § 78j(b) ("§ 10(b)"), § 20(a) of the Securities Exchange Act...

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