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S.E.C. v. INGRAM

No. 87-4044-SVW(Tx).

694 F.Supp. 1437 (1988)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Marvin Hayle INGRAM, Defendant.

United States District Court, C.D. California.

May 3, 1988.

Attorney(s) appearing for the Case

Robert D. LaFramenta, Bette J. Roth, John Koutsos, S.E.C., Los Angeles, Cal., for plaintiff.

Charles T. Rose, Law Offices of Charles T. Rose, Mission Viejo, Cal., for defendant.

MEMORANDUM AND ORDER

WILSON, District Judge.

FACTUAL AND PROCEDURAL BACKGROUND

The Securities and Exchange Commission brought this action for injunctive and other equitable relief against Marvin Ingram claiming that Ingram violated the federal securities laws, specifically Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. 240, 10b-5. The SEC alleged that Ingram, as an insider to Specialized...

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