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TBK PARTNERS v. SHAW

Civ. A. No. C 82-0695-L(A).

689 F.Supp. 693 (1988)

TBK PARTNERS, Plaintiff, v. Robert T. SHAW, et al., Defendants.

United States District Court, W.D. Kentucky.

January 5, 1988.

Attorney(s) appearing for the Case

Galen J. White, Jr., Donald W. Darby, Boehl, Stopher, Graves & Deindoerfer, Louisville, Ky., William Klein, II, Ira A. Finkelstein, Owen D. Kurtin, Stuart Wechsler, Edward Labaton, Goodkind, Wechsler & Lebaton, New York City, for plaintiff.

Robert L. Maddox, Robert C. Ewald, H. Alexander Campbell, Louisville, Ky., Rodney Moore, Moore & Peterson, Dallas, Tex., for defendants.

MEMORANDUM OPINION AND ORDER

ALLEN, Senior District Judge.

This action is before the Court on defendants' motion for summary judgment. Plaintiff, TBK, brought this action claiming securities fraud. Specifically, plaintiff claims defendants violated sections 11 and 12(2) of the 1933 Act which make unlawful any material omissions or misstatements in a registration statement or in an offer or sale of securities. Plaintiff also alleges violation of sections...

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