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DOUGHERTY v. MIECZKOWSKI

Civ. A. No. 86-108 MMS.

661 F.Supp. 267 (1987)

James R. DOUGHERTY, Betty Dougherty, Mary Kay Hall, Stephen E. Sullivan, Stuart Snyder, Constance M. Wulfaert, Mary Tierney Gallagher, Mary Gallagher and Peter Gallagher, Plaintiffs, v. Robert John MIECZKOWSKI, Richard Camp, Frank Kane, and Prudential-Bache Securities, Inc., Defendants.

United States District Court, D. Delaware.

May 11, 1987.

Attorney(s) appearing for the Case

Roderick R. McKelvie, and Randall E. Robbins, of Ashby, McKelvie & Geddes, Wilmington, Del., for plaintiffs.

Robert J. Mieczkowski, pro se.

Stephen E. Herrmann, and Nathan B. Ploener, of Richards, Layton & Finger, Wilmington, Del., for defendants Prudential-Bache Securities, Inc., Richard Camp and Frank Kane.

OPINION

MURRAY M. SCHWARTZ, Chief Judge.

Plaintiffs sued Robert Mieczkowski ("Mieczkowski"), their former broker, Richard Camp ("Camp") and Frank Kane ("Kane"), the managers of the Wilmington, Delaware, office of Prudential-Bache Securities, Inc. ("Prudential-Bache") and Prudential-Bache for violations of § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j, Rule 10b-5 promulgated thereunder, § 20(a) of the Act, 15 U.S.C. §...

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