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C.D. ANDERSON & CO., INC. v. LEMOS

No. 87-1526.

832 F.2d 1097 (1987)

C.D. ANDERSON & CO., INC., Plaintiff-Appellant, v. Michael A. LEMOS, Defendant-Appellee, and John Lemos, Defendant.

United States Court of Appeals, Ninth Circuit.

Decided November 16, 1987.

Attorney(s) appearing for the Case

Carl Diehl, San Francisco, Cal., for plaintiff-appellant.

Anthony M. Englese, San Francisco, Cal., for defendant-appellee.

Before POOLE and CANBY, Circuit Judges, and KING, District Judge.

SAMUEL P. KING, District Judge:

Appellant C.D. Anderson & Co., Inc. appeals from the district court's grant of summary judgment in favor of Appellee Michael A. Lemos. The district court found that C.D. Anderson's claims under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1962, were barred by an award rendered in an arbitration between C.D. Anderson...

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