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CRUSE v. EQUITABLE SECURITIES OF NEW YORK, INC.

No. 86 Civ. 6700 (MJL).

678 F.Supp. 1023 (1987)

William T. CRUSE, Plaintiff, v. EQUITABLE SECURITIES OF NEW YORK, INC. and Steven A. Fishman, Defendants.

United States District Court, S.D. New York.

June 22, 1987.

Attorney(s) appearing for the Case

Kaufmann, Caffey, Gildin, Rosenblaum & Schaeffer, P.C. by David E. Robbins, David J. Kaufmann, New York City, for plaintiff.

Ormsten & Evangelist by Franklin D. Ormsten, New York City, for defendants.

MEMORANDUM OPINION AND ORDER

LOWE, District Judge.

The Complaint

William T. Cruse ("Cruse") commenced this action against Equitable Securities of New York, Inc. and Steven A. Fishman ("defendants") to seek the recovery of damages for alleged violation of the federal securities laws (Claim I), 15 U.S.C. § 78j(b) and Rule 10b-5, 17 C.F.R. § 240.10b-5, promulgated thereunder; violations...

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