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CARDONA TIRADO v. SHEARSON LEHMAN AMERICAN EXP.

Civ. No. 85-1758(JAF).

634 F.Supp. 158 (1986)

Milton CARDONA TIRADO, Plaintiff, v. SHEARSON LEHMAN AMERICAN EXPRESS, INC., Prudential Bache Securities, Inc., and A.G. Becker Incorporated, Defendants.

United States District Court, D. Puerto Rico.

April 16, 1986.

Attorney(s) appearing for the Case

Guillermo A. Nigaglioni, Hato Rey, P.R., for plaintiff.

Salvador Antonetti, Fiddler, Gonzalez & Rodriguez Law Offices, San Juan, P.R., for defendants.

OPINION AND ORDER

FUSTÉ, District Judge.

On August 22, 1985, Milton Cardona Tirado, a securities investor, filed a complaint against broker-dealers Shearson Lehman American Express, Inc., Prudential Bache Securities, Inc., and A.G. Becker, Inc. for alleged federal and state law violations resulting from unauthorized investments, fraud, and churning in the management of his account. Plaintiff asserts federal jurisdiction under the Securities Act of 1933...

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