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FROTA v. PRUDENTIAL-BACHE SECURITIES, INC.

No. 85 Civ. 9698 (WCC).

639 F.Supp. 1186 (1986)

Fernando S.G. FROTA and Maria Carmen Frota, Plaintiffs, v. PRUDENTIAL-BACHE SECURITIES, INC., Ahmed Hussein and John F. Rasweiler, Defendants.

United States District Court, S.D. New York.

July 16, 1986.

Attorney(s) appearing for the Case

Eduardo F. Lopez, P.C., New York City, for plaintiffs.

Cahill, Gordon & Reindel, New York City, for defendants; Thomas J. Kavaler, Lisa Pearson, Ellen L. Weintraub, of counsel.

OPINION AND ORDER

WILLIAM C. CONNER, District Judge.

Plaintiffs Fernando S.G. Frota and Maria Carmen Frota ("the Frotas") brought this action against Prudential-Bache Securities, Incorporated ("Prudential-Bache"), Ahmed Hussein ("Hussein"), their broker at Prudential-Bache, and John F. Rasweiler ("Rasweiler"), Hussein's supervisor, alleging violations of section 10(b) of the Securities Exchange Act of 1934 ...

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