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  5. 646 F.Supp. 643 (1986)
 

WAGNER v. LEHMAN BROS. KUHN LOEB INC.

No. 83 C 509.

646 F.Supp. 643 (1986)

Francis H. WAGNER, Plaintiff, v. LEHMAN BROTHERS KUHN LOEB INCORPORATED and Stuart Travis, Defendants.

United States District Court, N.D. Illinois, E.D.

June 19, 1986.

Attorney(s) appearing for the Case

Steven P. Gomberg, Ronald P. Kane, Siegan, Barbakoff, Gomberg & Gordon, Ltd., Chicago, Ill., for plaintiff.

Michael W. Coffield, David L. Carden, Coffield, Ungaretti, Harris & Slavin, Chicago, Ill., for defendant Shearson Lehman Brothers/American Exp.

Richard J. Hoskins, Schiff, Hardin & Waite, Chicago, Ill., and Alan Kahn, Ralph Hochberg, Kahn & Hochberg, New York City, for Stuart Travis.

MEMORANDUM OPINION AND ORDER

ROVNER, District Judge.

This case is a securities action filed on January 29, 1983 by plaintiff Francis H. Wagner ("Wagner") as a putative class representative against defendant Shearson Lehman Brothers, Inc. ("Lehman") and defendant Stuart Travis ("Travis") to recover losses incurred while Travis was employed by Lehman as a registered representative and while he acted as a broker for Wagner. Wagner's complaint alleges that Travis...

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