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GUY v. DUFF & PHELPS, INC.

No. 84 C 2813.

628 F.Supp. 252 (1985)

Donald J. GUY, Plaintiff, v. DUFF & PHELPS, INC. and Claire V. Hansen, Defendants.

United States District Court, N.D. Illinois, E.D.

July 12, 1985.

Attorney(s) appearing for the Case

James J. Moylan, Chicago, Ill., for plaintiff.

Edward C. Fitzpatrick, Chicago, C. Joseph Yast, Shelley L. Rice, Steven E. Handler, Lord, Bissel & Brook, Chicago, Ill., for defendants.

MEMORANDUM OPINION AND ORDER

SHADUR, District Judge.

Donald Guy ("Guy") charges Duff & Phelps, Inc. ("Duff & Phelps") and its Chairman of the Board and Chief Executive Officer Claire Hansen ("Hansen") violated:

1. Securities Exchange Act ("1934 Act") § 10(b) (15 U.S.C. § 78(j)) and SEC Rule 10b-5 promulgated under the 1934 Act (17 C.F.R. § 240.10b-5), 2. Illinois Securities Law of 1953 ("Blue Sky Law") § 13...

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