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SCHNITZER v. OPPENHEIMER & CO., INC.

No. Civ. 84-1053-PA.

633 F.Supp. 92 (1985)

Manuel SCHNITZER, Gilbert Schnitzer, Morton Goodman, Edith Goodman, Kathleen Lewis, and Kenneth Lewis, Plaintiffs, v. OPPENHEIMER & CO., INC., Richard Matoff and Robert Gordon, Defendants.

United States District Court, D. Oregon.

July 31, 1985.

Attorney(s) appearing for the Case

Kenneth M. Novack, Christopher W. Angius, Ball, Janik & Novack, Portland, Or., for plaintiffs.

Jeffrey A. Babener, Michael McArthur-Phillips, McMenamin, Joseph, Babener & Carpenter, Portland, Or., Robert H. Logan, David M. Grey, Keesal, Young & Logan, P.C., Long Beach, Cal., for defendants.

OPINION

PANNER, Chief Judge.

Plaintiffs are investors who bring this action against defendants Oppenheimer & Co., Inc. (Oppenheimer), Oppenheimer broker Richard Matoff, and Oppenheimer tax arbitrage specialist Robert Gordon. The action arises from an investment scheme in which plaintiffs actively traded large amounts of closed-end investment company shares. Plaintiffs allege common law fraud and negligence, numerous federal and state securities laws...

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