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LOWE v. SEC

No. 83-1911.

472 U.S. 181 (1985)

105 S.Ct. 2557

86 L.Ed.2d 130

LOWE ET AL. v. SECURITIES AND EXCHANGE COMMISSION

Supreme Court of United States.

Decided June 10, 1985

Attorney(s) appearing for the Case

Michael E. Schoeman argued the cause and filed briefs for petitioners.

Solicitor General Lee argued the cause for respondent. With him on the brief were Deputy Solicitor General Claiborne, Daniel L. Goelzer, Paul Gonson, Jacob H. Stillman, Alan Rosenblat, David A. Sirignano, and Gerard S. Citera.*

JUSTICE STEVENS delivered the opinion of the Court.

The question is whether petitioners may be permanently enjoined from publishing nonpersonalized investment advice and commentary in securities newsletters because they are not registered as investment advisers under § 203(c) of the Investment Advisers Act of 1940 (Act), 54 Stat. 850, 15 U. S. C. § 80b-3(c).

Christopher Lowe is the president and principal...

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