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GORMAN v. MERRILL, LYNCH, PIERCE, FENNER AND SMITH, INC.

No. 84-1299-CIV-NESBITT.

609 F.Supp. 1054 (1985)

Joseph GORMAN, Plaintiff, v. MERRILL, LYNCH, PIERCE, FENNER AND SMITH, INC., a foreign corporation, Defendant.

United States District Court, S.D. Florida, S.D.

April 1, 1985.

Attorney(s) appearing for the Case

Karen A. Gievers, Anderson, Moss, Russo, Gievers, & Cohen, P.A., Miami, Fla., for plaintiff.

Bennett Falk, Keith Olin, Ruden, Barnett, McClosky, Schuster & Russel, P.A., Miami, Fla., for defendant.

ORDER

NESBITT, District Judge.

THIS CAUSE came before the Court upon several motions of the parties. Plaintiff filed a four count amended complaint charging federal and state securities violations of laws arising out of the purchase and sale of securities through the Defendant brokerage company.

Count I seeks relief under Section 10b of the Securities and Exchange Act of 1934, 15 U.S.C. § 78j(b) and Rule 10B-5, 17 C.F.R. § 240 10B-5 (1983...

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