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CRUMMERE v. SMITH BARNEY, HARRIS UPHAM & CO., INC.

No. 85 Civ. 1376 (RWS).

624 F.Supp. 751 (1985)

Marie CRUMMERE, Plaintiff, v. SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, Michael Q. Brown, Jackie Johnston, Merrill Lynch, Pierce, Fenner & Smith, Inc. and Frank Caverretta, Defendants.

United States District Court, S.D. New York.

October 31, 1985.

Attorney(s) appearing for the Case

John P. Rudden, New York City, for plaintiff.

Bachner, Talley & Mantel, New York City (David E. Wolff, of counsel), for defendant Jackie Johnston.

Mandel, Weiner & Block, New York City (Phillip Mandel, of counsel), for defendant Merrill Lynch.

Henry Lukas, New York City, for defendant Smith Barney c/o Smith Barney, Harris Upham & Co., Inc.

Cletus P. Lyman, Philadelphia, Pa., for defendant Michael Q. Brown.

OPINION

SWEET, District Judge.

Now pending in this securities case are motions on behalf of the individual defendants Michael Brown ("Brown") pro se, Frank Caverretta ("Caverretta"), Jackie Johnston ("Johnston"), and the two securities firm defendants, Smith Barney, Harris Upham & Co., Inc. ("Smith Barney") and Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill Lynch"), to dismiss the amended complaint of plaintiff Marie Crummere ("Crummere...

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