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S.E.C. v. AMERICAN FREE ENTERPRISE INSTITUTE

Civ. No. 83-1903 PHX-CAM.

580 F.Supp. 270 (1984)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. The AMERICAN FREE ENTERPRISE INSTITUTE, James E. Tolleson, Defendants.

United States District Court, D. Arizona.

January 4, 1984.

Attorney(s) appearing for the Case

Patricia G. Bell, Diane R. Uebel, Los Angeles, Cal., for plaintiff; Linda D. Fienberg, Douglas J. Scheidt, S.E.C., Washington, D.C., of counsel.

Phillip E. Broadbent, Phoenix, Ariz., for defendants.

MUECKE, Chief Judge.

This enforcement action was brought pursuant to Section 20(b) of the Securities Act of 1933, 15 U.S.C. § 77t(b) and Sections 21(d) and (e) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(d) and (e). In its complaint, the Commission alleged that The American Free Enterprise Institute (hereinafter TAFEI) had been and was about to engage in numerous acts and practices in violation of registration and antifraud provisions of the...

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