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S.E.C. v. NETELKOS

No. 84 Civ. 0335 (SWK).

597 F.Supp. 724 (1984)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Christos NETELKOS, a/k/a Christopher J. Nickos, Arno Arndt a/k/a Ernst Arndt, Charles Haig Gamarekian a/k/a Charles Haig, Falcon Sciences, Inc., Paul F. Donnelly, Trust and Investment, A.G., Robert I. Goodman, Defendants.

United States District Court, S.D. New York.

September 12, 1984.

Attorney(s) appearing for the Case

Anne C. Flannery, Associate Regional Administrator, New York City, for plaintiff S.E.C.; Margaret M. McQueeney, Seth T. Taube, Arthur G. Jakoby, New York City, of counsel.

Frohling & Hanley, Newark, N.J., for defendant Falcon Sciences, Inc.; John B.M. Frohling, Newark, N.J., of counsel.

ORDER

KRAM, District Judge.

Plaintiff, the Securities and Exchange Commission, ("SEC") has moved for a preliminary injunction against the defendant, Falcon Sciences, Inc. ("Falcon"), for alleged violations of sections 5(a) and 5(c) of the Securities Act of 1933 ("'33 Act"), 15 U.S.C. §§ 77e(a) and (c); section 17 of the '33 Act, 15 U.S.C. § 77q, and section 10(b) of the Securities Exchange Act of 1934 ("'34 Act"), 15 U.S.C. § 78j(b);...

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