OPINION
ANNE E. THOMPSON, District Judge.
This securities action comes before the court upon motions for summary judgment by the two defendants, Shearson/American Express, Inc. ["Shearson"] and its broker Stuart Travis. By order dated January 4, 1983, this court denied defendants' motions to dismiss the original complaint provided that plaintiff file an amended complaint within 20 days of that order. On January 20, 1983, plaintiff filed a seven-count amended...
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