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S.E.C. v. MacDONALD

Civ. A. No. 78-0073S.

568 F.Supp. 111 (1983)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. James E. MacDONALD, Jr., Defendant.

United States District Court, D. Rhode Island.

June 13, 1983.

Attorney(s) appearing for the Case

Willis H. Riccio, Regional Administrator by D. Robert Cervera, Regional Trial Counsel, Boston, Mass., for plaintiff.

John V. Kenny, Wakefield, R.I., for defendant.

MEMORANDUM DECISION

SELYA, District Judge.

In this proceeding brought by the Securities and Exchange Commission ("SEC") against defendant James E. MacDonald, Jr., the district court (Boyle, Chief Judge), sitting without jury, found that defendant violated the antifraud provisions of the Securities Exchange Act of 1934, section 10(b), 15 U.S.C. § 78j(b), and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R...

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