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S.E.C. v. WORLD GAMBLING CORP.

No. 82 Civ. 3821 (ADS).

555 F.Supp. 930 (1983)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. WORLD GAMBLING CORPORATION; Surgent, John W. Jr.; Sroka, Mark A.; Poole, Harry; Hamley, James J.; Norbay Securities Inc.; Scala, Lewis; Feintuch, Bernard, Defendants.

United States District Court, S.D. New York.

January 31, 1983.

Attorney(s) appearing for the Case

Securities and Exchange Com'n, Donald N. Malawsky, Regional Adm'r, New York Regional Office, New York City, for plaintiff; Seth T. Taube, Sheree F. Levine, Marc D. Powers, of counsel.

Ormsten & Evangelist, New York City, for defendant Norbay Securities Inc. Franklin D. Ormsten, New York City, of counsel.

Peter E. Tommaso, Kew Gardens, for defendant Lewis Scala.

Schulman & Laufer, Brooklyn, N.Y., for defendant Mark Sroka; Robert Baumol, Brooklyn, N.Y., of counsel.

MEMORANDUM OPINION AND ORDER

SOFAER, District Judge:

This is an action by the SEC to obtain injunctions against six defendants prohibiting them from violating the registration and antifraud provisions of the federal securities laws. 15 U.S.C. §§ 77e(a), (c), 77q(a), 78j (1976). Preliminary injunctions issued after a hearing against three of the defendants, World Gambling Corp. ("WGC"), and its two principal officers, John W. Surgent and Mark A...

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