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EMMONS v. MERRILL LYNCH, PIERCE, FENNER & SMITH

No. C-3-81-212.

532 F.Supp. 480 (1982)

Harley Ray EMMONS, Jr., Plaintiff, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., et al., Defendants.

United States District Court, S. D. Ohio, W. D.

January 20, 1982.

Attorney(s) appearing for the Case

Timothy N. Tye, Dayton, Ohio, for plaintiff.

Joseph C. Winner, Columbus, Ohio, for defendants.

DECISION AND ENTRY ON PENDING MOTIONS; DEFENDANTS' MOTION FOR JUDGMENT ON THE PLEADINGS SUSTAINED IN PART AND OVERRULED IN PART; PLAINTIFF'S MOTION TO MODIFY PRELIMINARY PRETRIAL CONFERENCE ORDER SUSTAINED

RICE, District Judge.

This case involves alleged violations of the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq. (1934 Act), the rules of the National Association of Securities Dealers...

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