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RICH v. NEW YORK STOCK EXCHANGE, INC.

No. 73 Civ. 4642 (PNL).

509 F.Supp. 87 (1981)

Norman RICH et al., Plaintiffs, v. NEW YORK STOCK EXCHANGE, INC., et al., Defendants.

United States District Court, S. D. New York.

February 3, 1981.

AMENDED OPINION AND ORDER

LEVAL, District Judge.

The New York Stock Exchange moves to dismiss plaintiffs' claims under § 6(b) of the Securities Exchange Act of 1934 for failure to state a claim upon which relief can be granted.

The complaint essentially charges the Stock Exchange with dereliction of its duty to supervise Weis Securities, Inc., and enforce Stock Exchange rules against Weis, with the alleged consequence that Weis was forced into...

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