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S. E. C. v. AQUA-SONIC PRODUCTS CORP.

No. 80 Civ. 5513(RWS).

524 F.Supp. 866 (1981)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AQUA-SONIC PRODUCTS CORP., Ultrasonic Dental Products, Inc., Leon Schekter, M. Joshua Aber, Martin Hecht, Dentasonic, N.V., Inventel Corporation and Melvin Hersch, Defendants.

United States District Court, S. D. New York.

August 7, 1981.

Attorney(s) appearing for the Case

Donald N. Malawsky, Regional Administrator, New York City, for plaintiff; Margaret M. McQueeney, Ralph A. Siciliano, Elizabeth A. Barnes, New York City, La Brenna Jones, Mark D. Powers, of counsel.

Litman, Friedman, Kaufman & Asche, New York City, for defendants Inventel Corp. and Martin E. Hecht; Richard M. Asche, Jack T. Litman, Lewis R. Friedman, Russell M. Gioiella, New York City, of counsel.

OPINION

SWEET, District Judge.

The Securities and Exchange Commission ("SEC") seeks a declaration that defendants Martin Hecht ("Hecht") and Inventel Corporation ("Inventel") have violated Sections 5(a) and 5(c) of the Securities Act of 1933 ("the Securities Act"), 15 U.S.C. §§ 77e(a) and 77e(c) ("the registration provisions"), and Sections 17(a) of the Securities Act, 15 U.S.C. § 77q(a), Section 10(b) of the Securities Exchange Act of 1934...

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