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WESTLAKE v. ABRAMS

Civ. A. No. C78-555A.

504 F.Supp. 337 (1980)

Robert G. WESTLAKE, Individually, and on behalf of all other persons similarly situated v. Alan ABRAMS, a/k/a James A. Carr and Charles P. LeMieux III, Individually and as Co-Partners doing business under the firm name of "Lloyd, Carr & Co.," James A. Brian, John Cosulich, Thomas LaBus, Charles J. Hecht, Noel A. Gage, and Robert Waldheim, Charles A. Wathen, Michael D. Shuster and Ralph R. Zolla, Individually and as representatives of all other persons similarly situated.

United States District Court, N. D. Georgia, Atlanta Division.

November 26, 1980.

Attorney(s) appearing for the Case

Albert Sidney Johnson, Atlanta, Ga., Hoffman and Hertzig, Carl H. Hoffman, Coral Gables, Fla., for plaintiff.

Charles J. Hecht, New York City, pro se.

King & Spalding, Michael C. Russ, Atlanta, Ga., Robert E. McLaughlin, Sandra C. Steele, Boston, Mass., for defendants.

ORDER

MOYE, Chief Judge.

This action was brought by a purchaser of two commodity futures options from Lloyd, Carr & Co. (hereinafter Lloyd, Carr) under the Securities Act of 1933, 15 U.S.C. § 77a et seq. (hereinafter the Securities Act); the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq. (hereinafter the Exchange Act); the rules and regulations promulgated thereunder by the Securities and Exchange Commission (SEC); the...

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