OPINION
KEVIN THOMAS DUFFY, District Judge:
Plaintiffs Charles and Abraham Klitzman commenced this action against defendant, Bache Halsey Stuart Shields, Inc. [hereinafter referred to as "Bache"] for: (1) violation of Section 10(b) of the Securities Exchange Act of 1934 [hereinafter referred to as "1934 Act"], 15 U.S.C. § 78j(b); and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5 (1975); (2) violation of Art. III, Sections 1, 2 and 18...
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