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POLERA v. ALTORFER, PODESTA, WOOLARD AND CO.

No. 80 C 1187.

503 F.Supp. 116 (1980)

Joseph F. POLERA, Plaintiff, v. ALTORFER, PODESTA, WOOLARD AND COMPANY, Altorfer, Podesta, Woolard and Company as Successor to John J. Altorfer & Co.; Michael J. Mikita; Daniel R. Hajduk; and Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendants.

United States District Court, N. D. Illinois, E. D.

November 14, 1980.

Attorney(s) appearing for the Case

James J. Moylan, Richard C. Leng, Abramson & Fox, Chicago, Ill., for plaintiff.

William E. Snyder, Chadwell, Kayser, Ruggles, McGee & Hastings, Ltd., D. Daniel Barr, Bell, Boyd, Lloyd, Haddad & Burns, Chicago, Ill., for defendants.

ORDER

BUA, District Judge.

The matter at bar is an action brought for violations of Section 10(b) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. § 78j(b) [the Exchange Act]; Rule 10b-5 of the Securities and Exchange Commission, 17 C.F.R. § 240.10b-5; Sections 206 and 215 of the Investment Advisers Act of 1940, 15 U.S.C. §§ 80b-6, 80b-15 [the Advisers Act]; the Illinois Securities Law of 1953, as amended, Ill.Rev.Stat. ch...

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