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SUTTON v. SHEARSON HAYDEN STONE, INC.

No. 77 Civ. 0486 (KTD).

490 F.Supp. 98 (1980)

Cornelius K. SUTTON, Plaintiff, v. SHEARSON HAYDEN STONE, INC., Lee J. Beattie and Andre Pappas, Defendants.

United States District Court, S. D. New York.

March 13, 1980.

Attorney(s) appearing for the Case

Snow, Becker, Kroll, Klaris & Krauss, New York City, for plaintiff; Charles Snow, New York City, of counsel.

Willkie Farr & Gallagher, New York City, for defendants Shearson Hayden Stone, Inc. and Lee J. Beattie; William T. Sullivan, Armando T. Belly, Sally Cohen Swift, New York City; of counsel.

Merrill J. Chapman, New York City, for defendant; Andre Pappas, of counsel.

OPINION & ORDER

KEVIN THOMAS DUFFY, District Judge:

Plaintiff, Cornelius K. Sutton, Jr., commenced this action in February, 1977, against the brokerage firm of Shearson Hayden Stone, Inc. [hereinafter referred to as "Shearson"], three of its brokers, Stanley Katz, Andre Pappas and Robert Nash, as well as one of Shearson's branch managers, Lee Beattie, charging them with multiple violations of the federal securities laws. Defendants filed timely answers...

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