MEMORANDUM OPINION AND ORDER
ANN ALDRICH, District Judge.
This matter is before the Court on a Motion for Summary Judgment filed by defendant Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch), and a Motion for Summary Judgment and to Dismiss for Want of Prosecution filed by defendant John E. Baumgarten (Baumgarten). Upon consideration of all the pleadings, answers to interrogatories, affidavits, and exhibits, and for the reasons set forth below...
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