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BATY v. PRESSMAN, FROHLICH & FROST, INC.

No. 74 Civ. 3672.

471 F.Supp. 390 (1979)

Helen BATY, Plaintiff, v. PRESSMAN, FROHLICH & FROST, INCORPORATED, Shields & Company, Incorporated, Loeb, Rhoades & Company (a Limited Partnership), New York Stock Exchange, Inc., and National Association of Securities Dealers, Inc., Defendants.

United States District Court, S. D. New York.

June 4, 1979.

Attorney(s) appearing for the Case

Baer, Arbeiter & Pribish, Metuchen, N. J., Shereff, Friedman, Hoffman & Goodman, New York City, for plaintiff; John J. Pribish, Metuchen, of counsel.

Milbank, Tweed, Hadley & McCloy, New York City, for defendant New York Stock Exchange, Inc.; Russell E. Brooks, Michael J. Levin, New York City, of counsel.

METZNER, District Judge:

Defendant New York Stock Exchange (the Exchange) moves pursuant to Fed.R. Civ.P. 56 for summary judgment in its favor.

This action arose out of plaintiff's losses in a "Ponzi" scheme run by Abraham Sutin while he was a registered representative of defendant Pressman, Frohlich & Frost (PF&F), a member organization of the Exchange, for whom Loeb, Rhoades & Company (Loeb, Rhoades) was acting as clearing broker. Plaintiff seeks...

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