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BLOOM v. BRADFORD

No. 75 C 1474.

480 F.Supp. 139 (1979)

Rose BLOOM, Plaintiff, v. Harold K. BRADFORD et al., Defendants.

United States District Court, E. D. New York.

November 8, 1979.

Attorney(s) appearing for the Case

Bennett Frankel, P.C., New York City, for plaintiff.

Carter, Ledyard & Milburn, New York City, for defendants Harold K. Bradford, Clifford H. Anderson, John C. Cornelius, Lewis L. Crosby, Randall F. Fullmer, Frederick L. Hovde, Donald M. Kendall and Earl T. Winget, Jr.

Marshall, Bratter, Greene, Allison & Tucker, New York City, for defendant Stuart F. Silloway.

Donovan, Leisure, Newton & Irvine, New York City, for defendant Investors Diversified Services, Inc.

Davis, Polk & Wardwell, New York City, for defendants Variable Payment Fund, Inc. and Investors Stock Fund, Inc.

Turk, Marsh, Kelly & Hoare, New York City, for nominal defendant Investors Mutual, Inc.

Patterson, Belknap, Webb & Tyler, New York City, for defendant Fred M. Kirby, II.

The Securities and Exchange Commission, amicus curiae (William A. Dietch, Asst. Gen. Counsel, Washington, D. C.).

MEMORANDUM AND ORDER

NICKERSON, District Judge.

Background

Defendants move for summary judgment in this action brought by plaintiff on behalf of defendant Investors Mutual, Inc. ("Mutual"), an open-end investment company registered with the Securities and Exchange Commission ("SEC") under the Investment Company Act of 1940 (the "Investment Company Act"), 15 U.S.C. § 80a-1, et seq.

The amended complaint also names as defendants...

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