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UNITED STATES v. MAULTASCH

Nos. 373-74, Dockets 78-1268, 78-1276.

596 F.2d 19 (1979)

UNITED STATES of America, Appellee, v. Marvin MAULTASCH and Richard D. Reddock, Appellants.

United States Court of Appeals, Second Circuit.

Decided February 22, 1979.

Attorney(s) appearing for the Case

James O. Druker, Kase & Druker, Mineola, N. Y. (Paula S. Frome, Mineola, N. Y., of counsel), for appellant Reddock.

Jonathan J. Silbermann, The Legal Aid Society, Federal Defender Services Unit, New York City, for appellant Maultasch.

Audrey Strauss, Asst. U. S. Atty., New York City (Robert B. Fiske, Jr., U. S. Atty. for the Southern District of New York, Robert J. Jossen, Asst. U. S. Atty., New York City, of counsel), for appellee.

Before LUMBARD, FRIENDLY and OAKES, Circuit Judges.

OAKES, Circuit Judge:

Appellants, Marvin Maultasch and Richard Reddock, were the controlling officers of the investment management company that managed the Galaxy Fund, a mutual fund with over $1 million in assets. They appeal from their perjury convictions under 18 U.S.C. § 1621 resulting from their testimony before the Securities and Exchange Commission (SEC). Each was convicted of two counts after a jury trial in the United States District Court for the Southern...

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