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CORTLANDT v. E. F. HUTTON, INC.

76 Civ. 2373 (CBM).

491 F.Supp. 1 (1979)

Evelyn CORTLANDT, Plaintiff, v. E. F. HUTTON, INC., Henry P. Perrine, Winifred Shank, and Michael Bernstein, Defendants.

United States District Court, S. D. New York.

May 23, 1979.

Attorney(s) appearing for the Case

Grossman & Swetnick by Harry Grossman, New York City, for plaintiff.

Lewis H. Rosenbaum, New York City, for defendants.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

MOTLEY, District Judge.

This action by a securities trader and former customer of defendant E. F. Hutton & Co., Inc. (Hutton), was brought under the Securities Exchange Act of 1934, to redress alleged violations of Section 10(b) of that act, Rule 10b-5, and Section 206 of the Investment Advisers Act of 1940 ("the 1940 Act"). The individual defendants are employees of Hutton with whom plaintiff did business.

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