ELLEN B. BURNS, District Judge.
RULING ON DEFENDANT'S MOTION TO DISMISS
Plaintiff, a resident of Connecticut, brings this action against defendant, a registered broker dealer and investment advisor with its principal place of business in New York. Plaintiff's second amended complaint cites three counts, two based on the federal securities law and one based on pendent state jurisdiction, for the actions of defendant's employee, Frank M. Iannotti. Count One...
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