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SECURITIES & EXCH. COM'N v. PARO

No. 79-CV-70.

468 F.Supp. 635 (1979)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Gary R. PARO, National Mail Order Consultants, Inc., Raymond W. Ackerman, Donald R. Haberle, Richard L. Carter, Defendants.

United States District Court, N. D. New York.

March 29, 1979.

Attorney(s) appearing for the Case

William D. Moran, Regional Administrator, Securities and Exchange Commission, New York City, for plaintiff; Andrew E. Goldstein, Connie Barclay Smith, Douglas P. Jacobs, Paul Lubetkin, S. Jane Rose, New York City, of counsel.

Charles T. Beeching, Bond, Schoeneck & King, Syracuse, N. Y., for defendants Gary R. Paro and National Mail Order Consultants, Inc.

Samuel Carroll, Central Square, N. Y., for defendants Raymond W. Ackerman and Donald R. Haberle.

John M. Lischak, Syracuse, N. Y., for defendant Richard L. Carter.

MUNSON, District Judge.

Memorandum-Decision and Order

The Securities and Exchange Commission has commenced this action pursuant to Section 20(b) of the Securities Act of 1933, 15 U.S.C. § 77t(b), and Section 21(d) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(d). The complaint alleges that the defendants have violated the registration and antifraud provisions of both Acts, as well as Rule 10b-5. 15 U.S.C. §§ 77e(a), 77e...

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