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UNION BANK OF SWITZERLAND v. HS EQUITIES

No. 76 Civil 4378.

457 F.Supp. 515 (1978)

UNION BANK OF SWITZERLAND, Plaintiff, v. HS EQUITIES, INC., Defendant.

United States District Court, S. D. New York.

June 13, 1978.

Attorney(s) appearing for the Case

Sullivan & Cromwell, New York City, for plaintiff; Francis Carling, New York City, of counsel.

Robert J. Poulson, Jr., New York City, for defendant.

OPINION, FINDINGS OF FACT AND CONCLUSIONS OF LAW

EDWARD WEINFELD, District Judge.

This action is brought by Union Bank of Switzerland ("UBS" or "Bank"), a Swiss bank, to recover from the defendant, HS Equities, Inc., successor to Hayden, Stone Incorporated ("Hayden Stone" or "defendant"),1 who acted as a broker for UBS in the sale and purchase of securities in this country, the sum of $104,435.99 which defendant paid to the Internal...

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