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  5. 37 Pa.Commw. 33 (1978)
 

COM. EX REL. PA. S. C. v. ALLAMANDA INV. CO. ET AL.

No. 1230 C.D. 1977.

37 Pa.Commw. 33 (1978)

Commonwealth of Pennsylvania ex rel. Pennsylvania Securities Commission, Appellant v. Allamanda Investment Company et al., Appellees.

Commonwealth Court of Pennsylvania.

July 27, 1978.

Attorney(s) appearing for the Case

Robert V. Campedel, Assistant Attorney General, with him Robert P. Kane, Attorney General, for appellants.

Howard T. Gilfillan, with him George Shorall, for appellee.

Argued May 5, 1978, before Judges MENCER, ROGERS and DiSALLE, sitting as a panel of three.

OPINION BY JUDGE MENCER, July 27, 1978:

The Pennsylvania Securities Commission (Commission) began an investigation of Royal Poinciana Investment Company (Royal Poinciana), Allamanda Investment Company (Allamanda), and Rudy W. Ozimec, after receiving complaints from various investors in Royal Poinciana and Allamanda. The Commission's investigation revealed that Rudy W. Ozimec was the promoter, general partner, and salesman of Royal Poinciana and Allamanda. Ozimec,...

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