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MERRILL LYNCH, PIERCE, FENNER & SMITH v. GOLDMAN

No. 76-852C(1).

451 F.Supp. 223 (1978)

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., a corporation, Plaintiff, v. Sam GOLDMAN, Defendant.

United States District Court, E. D. Missouri, E. D.

May 8, 1978.

Attorney(s) appearing for the Case

Henry D. Menghini, Harvey G. Schneider, Evans & Dixon, St. Louis, Mo., for plaintiff.

Stuart J. Radloff, Friedman & Fredericks, Clayton, Mo., for defendant.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

MEREDITH, Chief Judge.

This matter was tried to the Court and the Court makes the following findings of fact and conclusions of law.

Findings of Fact

1. Merrill Lynch, Pierce, Fenner & Smith, Inc., (Merrill Lynch) is a Delaware corporation, with its principal place of business in New York City, and licensed to do business in the State of Missouri. It is engaged in the business as a securities...

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