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EDWARDS & HANLY v. WELLS FARGO SEC. CLEARANCE

No. 75 Civ. 4566.

458 F.Supp. 1110 (1978)

EDWARDS & HANLY, Plaintiff, v. WELLS FARGO SECURITIES CLEARANCE CORP., Defendant.

United States District Court, S. D. New York.

October 4, 1978.

Attorney(s) appearing for the Case

Delson & Gordon, New York City, for plaintiff; Evan L. Gordon, New York City, of counsel.

Milbank, Tweed, Hadley & McCloy, New York City, Sheppard, Mullin, Richter & Hampton, Los Angeles, Cal., for defendant; William A. Masterson, John D. Hussey, Los Angeles, Cal., Eugene F. Farabaugh, New York City, of counsel.

OPINION

GAGLIARDI, District Judge.

Plaintiff Edwards & Hanly commenced this action against the Wells Fargo Securities Clearance Corporation ("WFSCC") alleging violations of § 10(b) of the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. § 78j(b), § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q, and common law fraud. Jurisdiction is predicated upon 15 U.S.C. §§ 78aa, 77v and principles of pendent jurisdiction...

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