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McCLOSKEY v. McCLOSKEY

Civ. A. No. 75-3014.

450 F.Supp. 991 (1978)

Elizabeth K. McCLOSKEY v. Thomas D. McCLOSKEY and McCloskey & Company, Inc.

United States District Court, E. D. Pennsylvania.

May 1, 1978.

Attorney(s) appearing for the Case

Norman Perlberger, Philadelphia, Pa., for plaintiff.

Steven B. King, Philadelphia, Pa., for defendant.

OPINION AND ORDER

FOGEL, District Judge.

This case presents the following two issues of first impression with respect to the "purchase or sale" standing requirement of Section 10(b) of the 1934 Securities Exchange Act, 15 U.S.C. § 78j(b)1 and Rule 10b-52 promulgated thereunder:

1) Is an exchange of shares for voting trust certificates a "purchase or sale"? 2) Is a...

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